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The question of when a firm or individual should self-report is a hot-topic at present, as the SRA’s recent consultation on the issue demonstrates. 

Knowing when to report isn’t always an exact science. Done properly and at the right time, it can be an effective way to demonstrate good governance and reduce the risk or severity of any investigative or enforcement action by the SRA. Done poorly or prematurely – or not done at all, with the issue coming to light by some other means – it can significantly impact your prospects of avoiding investigation or enforcement action and, potentially, put you firmly on the SRA’s radar as a firm to keep under review.

If you’ve identified an issue you’re considering reporting to the SRA, we can help you decide the appropriate course of action and, if necessary, guide you through the process to ensure you maximise your chances of achieving the best outcome possible.

If you have any questions about how we can help with self-reporting, you can contact us on 020 3780 0406 or at RDteam@leighday.co.uk.

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