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SRA investigations

We know from experience that responding to an SRA investigation or prosecution into you or your firm can be extremely stressful. It isn’t only our work assisting clients that has taught us this but also the extensive work we did on behalf of Leigh Day and our colleagues at the firm against the SRA’s high-profile investigation and prosecution between 2015 and 2018. 

We have a profound understanding of the complexities of the process and the importance of early and comprehensive advice and assistance to guide you through. 
“The SRA sent me an Explanation with Warnings letter alleging that I had been dishonest. I felt no stone was left unturned in preparing the defence to the case made against me and, happily, the SRA decided to take no further action.”
When you instruct us, we’ll work closely with you at every stage to ensure you’re able to put your best foot forward in responding to the SRA and, where appropriate, to fight unswervingly to clear your name.

In this section, we set out the basics about what you can expect and what to look out for during an SRA investigation.  
“I was in the fight of my life on a very high profile regulatory matter. Leigh Day came to the rescue.”
If you have any questions about how we can help with an SRA investigation, you can contact us on 020 3780 0406 or at RDteam@leighday.co.uk.

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