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Regulatory and disciplinary

Professional practice can throw complex regulatory issues into the most carefully plotted of paths.  

Whether it’s expert guidance on a compliance matter facing you or your business or support through an investigation, at Leigh Day, we realise the importance of receiving clear regulatory advice, practical support and strong representation. 

Our team of regulatory, compliance and professional disciplinary lawyers will work with you to better understand the situation, assess the issues you’re faced with and advise on the help you need. 

Ready to talk? Contact our team of regulatory lawyers to discuss your situation by calling 020 3780 0406 or 

 


Why choose Leigh Day?

“They’ve already established themselves as major players.”
At Leigh Day, we have years of experience advising businesses and professionals on ethics and regulatory compliance matters as well as working across regulatory and professional disciplinary investigations. This includes successfully defending our own firm and three of our colleagues against a Solicitors Regulation Authority investigation, prosecution and High Court appeal between 2014 and 2018.

Three of our expert regulatory solicitors launched our specialist regulatory and disciplinary team in September 2018 to act for professionals going through their own investigations and prosecutions and to advise professional colleagues on ongoing ethics and compliance matters. 

Gideon Habel is a partner in the firm and head of the regulatory and disciplinary team.  Gideon combines his professional discipline defence practice with advisory work on regulatory and compliance matters including in relation to compliance with professional Codes of Conduct, self-reporting, authorisation requirements and the GDPR.

Contact our expert regulatory team at Leigh Day to talk about your professional disciplinary law issue. Call 020 3780 0406 or 

Contact the team on:

020 3780 0406

2 minutes with the regulatory & disciplinary team

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We treat all personal data in accordance with our privacy policy.