Plotting a careful path to manage regulatory risks before issues arise is always better than dealing with the fallout once problems arise. It may be you’re looking for comprehensive, practical advice on a specific issue your practice is facing; or you simply need an objective and expert set of eyes to sense-check your own understanding of the rules for some added peace of mind. Whatever your particular advisory needs, we’re here to help.
We offer a broad advisory and consultancy service for individuals and firms on all areas of legal regulatory, ethical and compliance including:
- all aspects of the SRA Standards and Regulations 2019;
- reporting and self-reporting;
- preparing for and guidance on SRA visits;
- compliance systems and processes;
- ethical issues;
- data protection and GDPR;
- the duties of COLPs and COFAs;
- internal reporting and investigations.
We take a flexible approach to how we charge for our advisory work and we’re open to agreeing a fixed fee in advance in appropriate cases. You can find out more in our
Costs information section.