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Regulatory, ethics and compliance advice

Plotting a careful path to manage regulatory risks before issues arise is always better than dealing with the fallout once problems arise. It may be you’re looking for comprehensive, practical advice on a specific issue your practice is facing; or you simply need an objective and expert set of eyes to sense-check your own understanding of the rules for some added peace of mind. Whatever your particular advisory needs, we’re here to help.
 
We offer a broad advisory and consultancy service for individuals and firms on all areas of legal regulatory, ethical and compliance including:
 
  • all aspects of the Solicitors’ Handbook;
  • preparing for and guidance on SRA visits;
  • compliance systems and processes;
  • ethical issues;
  • data protection and GDPR; 
  • the duties of CoLPs and CoFAs;
  • internal reporting and  investigations.
 
We take a flexible approach to how we charge for our advisory work and we’re open to agreeing a fixed fee in advance in appropriate cases. You can find out more in our “Costs information” section.
 
If you have any questions about our advisory services, you can contact us on 020 3780 0406 or at RDteam@leighday.co.uk.

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